Transfer out of an investment account to an external source

Getting started

You can transfer the following investment options from your Macquarie Investment Manager or Consolidator account:

Securities and/or Managed funds to an external platform or custodian
Managed funds to direct holdings
Securities to broker sponsored holdings
Securities to issuer sponsored holdings.

Products unable to transfer out to external source:

Macquarie Investment Accumulator accounts
All super and pension accounts.

Transfer out managed funds and/or securities to an external platform or custodian

The assets must be available on the applicable investment menu of the external platform/custodian
Please contact the platform/custodian, and provide them with any documents/information required to receive the transfer on their end.

No Change in Beneficial Ownership	Change in Beneficial Ownership	Change in Legal Ownership
For full transfer: Account closure form with asset transfer section completed with the following: Client’s account name and number of account with external platform Confirmation of external platform registration name and mailing address Form signed by the trustees/directors/owners of the Wrap account For partial transfer: Letter of instruction completed with the following: Client’s account name and number of account with external platform Confirmation of external platform registration name and mailing address List of assets and number of units to be transferred Signed by the trustees/directors/owners of the Wrap account	1. Letter of instruction completed with the following: Client’s account name and number of account with external platform Confirmation of external platform registration name and mailing address List of assets and number of units to be transferred Signed by the trustees/directors/owners of the Wrap account. 2. Original Australian Standard Transfer Form for each asset to be transferred, and completed with the following: Asset name, APIR code and/or Security code and number of units to be transferred Seller: name of the client’s Wrap account (including account number) and signed by the trustees/directors/owners of the Wrap account Buyer: name of the external account and signed by the trustees/directors/owners of the external account The  consideration value.	1. Letter of instruction completed with the following: Client’s account name and number of account with external platform Confirmation of external platform registration name and mailing address List of assets and number of units to be transferred Signed by the trustees/directors/owners of the Wrap account. 2. Original Australian Standard Transfer Form for each asset to be transferred, and completed with the following: Asset name, APIR code and/or Security code and number of units to be transferred Seller: name of the client’s Wrap account (including account number) and signed by the trustees/directors/owners of the Wrap account Buyer: name of the external account and signed by the trustees/directors/owners of the external account. Consideration: NCBO

No Change in Beneficial Ownership

Change in Beneficial Ownership

Change in Legal Ownership

For full transfer: Account closure form with asset transfer section completed with the following:

Client’s account name and number of account with external platform
Confirmation of external platform registration name and mailing address
Form signed by the trustees/directors/owners of the Wrap account

For partial transfer: Letter of instruction completed with the following:

Client’s account name and number of account with external platform
Confirmation of external platform registration name and mailing address
List of assets and number of units to be transferred
Signed by the trustees/directors/owners of the Wrap account

1. Letter of instruction completed with the following:

Client’s account name and number of account with external platform
Confirmation of external platform registration name and mailing address
List of assets and number of units to be transferred
Signed by the trustees/directors/owners of the Wrap account.

2. Original Australian Standard Transfer Form for each asset to be transferred, and completed with the following:

Asset name, APIR code and/or Security code and number of units to be transferred
Seller: name of the client’s Wrap account (including account number) and signed by the trustees/directors/owners of the Wrap account
Buyer: name of the external account and signed by the trustees/directors/owners of the external account
The  consideration value.

1. Letter of instruction completed with the following:

Client’s account name and number of account with external platform
Confirmation of external platform registration name and mailing address
List of assets and number of units to be transferred
Signed by the trustees/directors/owners of the Wrap account.

2. Original Australian Standard Transfer Form for each asset to be transferred, and completed with the following:

Asset name, APIR code and/or Security code and number of units to be transferred
Seller: name of the client’s Wrap account (including account number) and signed by the trustees/directors/owners of the Wrap account
Buyer: name of the external account and signed by the trustees/directors/owners of the external account.
Consideration: NCBO

Macquarie will generate additional ASTFs as required to transfer the Managed Funds, which will be sent to the external platform/custodian to sign and used to facilitate the transfer with the Fund Managers
Unless stated otherwise or unless the funds are currently terminating funds, it's assumed that the external platform/custodian will accept all funds.

Transfer out managed funds to direct holdings

If an account needs to be opened with the Fund Manager, please also include the following:

Original Application form for each asset/Fund Manager. This is to be obtained directly from the Fund Manager and completed in full, or
The Investor number held with each Fund Manager if the account has already been opened
Any supporting documentation, such as Identification or AML documentation required (eg OCC Photo ID, OCC Trust Deed, ASIC extract, etc) as stated on the application form.

No Change in Beneficial Ownership	Change in Beneficial Ownership	Change in Legal Ownership
1. Original Australian Standard Transfer Form for each asset being transferred and completed with the following: Asset name, APIR code and number of units to be transferred Seller: Bond Street Custodians Ltd (include client’s account number), and signature section left blank for us to complete Buyer: name of the external account and signed by the trustees/directors/owners of the external account If account already opened with Fund Manager: Investor number of external account written under Buyer’s name Consideration: NCBO	1. Original Australian Standard Transfer Form for each asset being transferred and completed with the following: Asset name, APIR code and number of units to be transferred Seller: Bond Street Custodians Ltd (include client’s account number), and signature section left blank for us to complete Buyer: name of the external account and signed by the trustees/directors/owners of the external account If account already opened with Fund Manager: Investor number of external account written under Buyer’s name The consideration value. 2. Additional original Australian Standard Transfer Form for each asset being transferred and completed with the following: Asset name, APIR code and number of units to be transferred Seller: name of the client's Wrap account (including account number) and signed by the trustees/directors/owners of the Wrap account Buyer: name of the external account and signed by the trustees/directors/owners of the external account If account already opened with Fund Manager: Investor number of external account written under Buyer’s name The consideration value.	1. Original Australian Standard Transfer Form for each asset being transferred and completed with the following: Asset name, APIR code and number of units to be transferred Seller: Bond Street Custodians Ltd (include client’s account number), and signature section left blank for us to complete Buyer: name of the external account and signed by the trustees/directors/owners of the external account If account already opened with Fund Manager: Investor number of external account written under Buyer’s name Consideration: NCBO 2. Additional original Australian Standard Transfer Form for each asset being transferred and completed with the following: Asset name, APIR code and number of units to be transferred Seller: name of the client's Wrap account (including account number) and signed by the trustees/directors/owners of the Wrap account Buyer: name of the external account and signed by the trustees/directors/owners of the external account If account already opened with Fund Manager: Investor number of external account written under Buyer’s name Consideration: NCBO

No Change in Beneficial Ownership

Change in Beneficial Ownership

Change in Legal Ownership

1. Original Australian Standard Transfer Form for each asset being transferred and completed with the following:

Asset name, APIR code and number of units to be transferred
Seller: Bond Street Custodians Ltd (include client’s account number), and signature section left blank for us to complete
Buyer: name of the external account and signed by the trustees/directors/owners of the external account
If account already opened with Fund Manager: Investor number of external account written under Buyer’s name
Consideration: NCBO

1. Original Australian Standard Transfer Form for each asset being transferred and completed with the following:

Asset name, APIR code and number of units to be transferred
Seller: Bond Street Custodians Ltd (include client’s account number), and signature section left blank for us to complete
Buyer: name of the external account and signed by the trustees/directors/owners of the external account
If account already opened with Fund Manager: Investor number of external account written under Buyer’s name
The consideration value.

2. Additional original Australian Standard Transfer Form for each asset being transferred and completed with the following:

Asset name, APIR code and number of units to be transferred
Seller: name of the client's Wrap account (including account number) and signed by the trustees/directors/owners of the Wrap account
Buyer: name of the external account and signed by the trustees/directors/owners of the external account
If account already opened with Fund Manager: Investor number of external account written under Buyer’s name
The consideration value.

1. Original Australian Standard Transfer Form for each asset being transferred and completed with the following:

Asset name, APIR code and number of units to be transferred
Seller: Bond Street Custodians Ltd (include client’s account number), and signature section left blank for us to complete
Buyer: name of the external account and signed by the trustees/directors/owners of the external account
If account already opened with Fund Manager: Investor number of external account written under Buyer’s name
Consideration: NCBO

2. Additional original Australian Standard Transfer Form for each asset being transferred and completed with the following:

Asset name, APIR code and number of units to be transferred
Seller: name of the client's Wrap account (including account number) and signed by the trustees/directors/owners of the Wrap account
Buyer: name of the external account and signed by the trustees/directors/owners of the external account
If account already opened with Fund Manager: Investor number of external account written under Buyer’s name
Consideration: NCBO

The adviser will need to confirm with the Fund Manager that the minimum investment amount is met, before providing transfer documents
For transfers to two or more different Fund Managers, one set of ID/AML documentation must be provided for each application. This will also apply where separate applications for funds with the same Fund Manager, are required (i.e. if each fund has its own fund-specific application form).

Transfer out securities to broker sponsored holdings

No Change in Beneficial Ownership	Change in Beneficial Ownership	Change in Legal Ownership
For full transfer: Account closure form with asset transfer section completed with the following: Client's account name with external broker HIN of external broking account (or PID and account number if held with a custodian) Signed by the account holder/s	1. Letter of instruction, completed with the following: Client's account name and number of account with external platform HIN of external broking account (or PID and account number if held with a custodian) List of assets and number of units to be transferred Signed by the account holder/s 2. Original Australian Standard Transfer Form for each asset to be transferred, and completed with the following: Asset name, Security code and number of units to be transferred Seller: name of the client’s Wrap account (including account number) and signed by the account holder/s Buyer: desired registration name and signed by the account holder/s. The consideration value.	1. Letter of instruction, completed with the following: Client's account name and number of account with external platform HIN of external broking account (or PID and account number if held with a custodian) List of assets and number of units to be transferred Signed by the account holder/s 2. Original Australian Standard Transfer Form for each asset to be transferred, and completed with the following: Asset name, Security code and number of units to be transferred Seller: name of the client’s Wrap account (including account number) and signed by the account holder/s Buyer: desired registration name and signed by the account holder/s. Consideration: NCBO

No Change in Beneficial Ownership

Change in Beneficial Ownership

Change in Legal Ownership

For full transfer:

Account closure form with asset transfer section completed with the following:

Client's account name with external broker
HIN of external broking account (or PID and account number if held with a custodian)
Signed by the account holder/s

1. Letter of instruction, completed with the following:

Client's account name and number of account with external platform
HIN of external broking account (or PID and account number if held with a custodian)
List of assets and number of units to be transferred
Signed by the account holder/s

2. Original Australian Standard Transfer Form for each asset to be transferred, and completed with the following:

Asset name, Security code and number of units to be transferred
Seller: name of the client’s Wrap account (including account number) and signed by the account holder/s
Buyer: desired registration name and signed by the account holder/s.
The consideration value.

1. Letter of instruction, completed with the following:

Client's account name and number of account with external platform
HIN of external broking account (or PID and account number if held with a custodian)
List of assets and number of units to be transferred
Signed by the account holder/s

2. Original Australian Standard Transfer Form for each asset to be transferred, and completed with the following:

Asset name, Security code and number of units to be transferred
Seller: name of the client’s Wrap account (including account number) and signed by the account holder/s
Buyer: desired registration name and signed by the account holder/s.
Consideration: NCBO

Transfer out securities to issuer-sponsored holdings

When transferring assets out to Issuer-Sponsored Holdings, each asset will be transferred to be held with its issuing share registry, under the registration name and address listed on the instruction provided for the transfer. Once the transfer is complete, a Holding Statement for each asset, will be sent to the registered address, detailing the asset, the number of units and the new SRN for the client’s holding with the share registry
If the receiving client already has an SRN for a particular asset with the share registry, the relevant asset can be transferred to this same SRN. To do this, the SRN will need to be provided on the signed instruction, in addition to the registered name and address.

No Change in Beneficial Ownership	Change in Beneficial Ownership	Change in Legal Ownership
For full transfer: Account closure form with asset transfer section completed with the following: Desired registration name and address under which the assets will be held, including state and postcode Signed by the account holder/s For partial transfer: Letter of instruction completed with the following: Request to transfer assets to be held under issuer holdings/with the share registry List of assets and number of units to be transferred Desired registration name and address under which the assets will be held, including state and postcode Signed by the account holder/s	1. Letter of instruction, completed with the following: Request to transfer assets to be held under issuer holdings/with the share registry List of assets and number of units to be transferred Desired registration name and address under which the assets will be held, including state and postcode Signed by the account holder/s 2. Original Australian Standard Transfer Form for each asset to be transferred, and completed with the following: Asset name, Security code and number of units to be transferred Seller: name of the client’s Wrap account (including account number) and signed by the account holder/s Buyer: desired registration name and signed by the account holder/s. The consideration value.	1. Letter of instruction, completed with the following: Request to transfer assets to be held under issuer holdings/with the share registry List of assets and number of units to be transferred Desired registration name and address under which the assets will be held, including state and postcode Signed by the account holder/s 2. Original Australian Standard Transfer Form for each asset to be transferred, and completed with the following: Asset name, Security code and number of units to be transferred Seller: name of the client’s Wrap account (including account number) and signed by the account holder/s Buyer: desired registration name and signed by the account holder/s. Consideration: NCBO

No Change in Beneficial Ownership

Change in Beneficial Ownership

Change in Legal Ownership

For full transfer: Account closure form with asset transfer section completed with the following:

Desired registration name and address under which the assets will be held, including state and postcode
Signed by the account holder/s

For partial transfer: Letter of instruction completed with the following:

Request to transfer assets to be held under issuer holdings/with the share registry
List of assets and number of units to be transferred
Desired registration name and address under which the assets will be held, including state and postcode
Signed by the account holder/s

1. Letter of instruction, completed with the following:

Request to transfer assets to be held under issuer holdings/with the share registry
List of assets and number of units to be transferred
Desired registration name and address under which the assets will be held, including state and postcode
Signed by the account holder/s

2. Original Australian Standard Transfer Form for each asset to be transferred, and completed with the following:

Asset name, Security code and number of units to be transferred
Seller: name of the client’s Wrap account (including account number) and signed by the account holder/s
Buyer: desired registration name and signed by the account holder/s.
The consideration value.

1. Letter of instruction, completed with the following:

Request to transfer assets to be held under issuer holdings/with the share registry
List of assets and number of units to be transferred
Desired registration name and address under which the assets will be held, including state and postcode
Signed by the account holder/s

2. Original Australian Standard Transfer Form for each asset to be transferred, and completed with the following:

Asset name, Security code and number of units to be transferred
Seller: name of the client’s Wrap account (including account number) and signed by the account holder/s
Buyer: desired registration name and signed by the account holder/s.
Consideration: NCBO

Can international listed securities be transferred off Macquarie Wrap?

Your client can generally retain their listed securities if they close their account. At the client’s request, we’ll transfer in specie these investments to the client where possible.

To transfer international securities off Macquarie Wrap, your client must provide written instructions to wrapsolutions@macquarie.com. The instructions must include:

your client’s previous Wrap account details
your client’s external account at counterparty
signatories and corporate titles for company accounts
the security ISIN and quantity
counterparty’s Settlement Instructions (SSI)
counterparty’s contact details.

What to do once you've completed paperwork

Once all transfer paperwork is completed and signed by your client or relevant parties, please upload via Macquarie Request Centre to ensure you can track your request. Otherwise, you may email documentation to wrapsolutions@macquarie.com.

For any original documentation required (as noted in the above) please mail to:

TRN: Case Reference
Macquarie Wrap
Attn: Asset Transfers
GPO Box 4045
SYDNEY NSW 2001

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Transfer out of an investment account to an external source

Getting started

Transfer out managed funds and/or securities to an external platform or custodian

Transfer out managed funds to direct holdings

Transfer out securities to broker sponsored holdings

Transfer out securities to issuer-sponsored holdings

Can international listed securities be transferred off Macquarie Wrap?

What to do once you've completed paperwork

Manage asset transfers

Chat to us on Adviser Online

Resolve a complaint

Talk to us today